An Arizona advisor who placed nearly all client assets in equity-linked notes has been barred from the industry for at least three years and will pay $1.6 million in disgorgement and penalties, the ...

Structured notes, long the preserve of banks’ equity derivatives desks, are getting a fixed-income makeover. Banks are investing heavily to overhaul their structured note operations to re-gear them ...

Rich Asian investors are plowing record money into complex stock bets that saddled them with big losses just a few years ago.

"More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased," says Alberto Cherubini, head of exotic ...

SCG Asset Management, an asset manager based in Nashville, Tenn., is relaunching a fund it took over last year, but is now using a new strategy for the product, one that creates a diversified ...

South Korea’s financial watchdog has sent a preliminary notice to five banks over improper sales of equity-linked securities, which local media reported could result in some $1.4 billion of penalties.

JPMorgan Equity Premium Income ETF delivers consistent monthly income with a 7-8% yield, though it lags the broader market's total return. Read the full analysis here.

A seismic shift is under way in equity structured product markets as a major geographical realignment and shrinking profit margins are shaking up one of the most important businesses underpinning ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

French banks BNP Paribas and SG Corporate and Investment Banking have arguably carved out a niche in the past decade as the leading players in structured product innovation. Traditionally, SG was seen ...

[HONG KONG] Rich Asian investors are ploughing record money into complex stock bets that saddled them with big losses just a few years ago. Issuance of structured products linked to Hong Kong and ...

(Bloomberg) — Rich Asian investors are plowing record money into complex stock bets that saddled them with big losses just a few years ago. Issuance of structured products linked to Hong Kong and ...