Does your firm recommend structured notes? Finra has some questions for you.

The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their ...
Wealth Management

FINRA to Review of 'Higher-Risk' Structured Products

FINRA will examine how firms supervised worst-of structured notes from 2022 through last year, focusing on best interest ...
Business Insider

Halo Investing and Ironlight Group Inc. Announce Strategic Collaboration to Tokenize and List Structured Notes on the Blockchain—Among First in U.S. to Print on a Public ...

CHICAGO and AUSTIN, April 21, 2026 (GLOBE NEWSWIRE) -- Halo Investing ("Halo"), a technology-first wealth management platform for protective investing, and Ironlight Group Inc. ("Ironlight"), a ...
Benzinga.com

YieldStreet Launches 2 New Structured Note Portfolios With 11.5% to 12.5% Target Returns

The alternative investments platform, YieldStreet has just launched two new structured note portfolios to its list of investment offerings. Structured notes are hybrid securities that are issued as ...

FINRA to review concentrations in high-risk structured notes

The Financial Industry Regulatory Authority said on Tuesday that it will review how firms supervise their concentrations in higher-risk structured products, specifically non-principal protected ...
InvestmentNews

How structured notes are entering a new phase of advisor adoption

SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...
Yahoo Finance

Can Structured Note ETFs Help Retirees Sleep at Night?

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Benzinga.com

Using Structured Notes to Reduce Crypto Risk

Cryptocurrencies often make headlines for their price swings. For example, Bitcoin fell by over 70% from its November 2021 all-time high. To manage this volatility, investors are increasingly using ...
InvestmentNews

Structured notes are turning heads among advisors, says CAIS

More investment advisors are finding a place in their clients’ portfolios for structured notes, according to leading alts provider CAIS. In a statement Thursday, CAIS said it’s registered a spike in ...
Business Wire

Yieldstreet Celebrates First Anniversary of Structured Notes with More Than $100 Million Sold and a New Partnership with Luma to Enhance Income and Growth Structured Note Offerings

NEW YORK--(BUSINESS WIRE)--Yieldstreet, a leading digital alternative investment platform, today announced its new partnership with Luma Financial Technologies, an award-winning global multi-issuer ...
manilatimes

Halo Investing and Ironlight Group Inc. Announce Strategic Collaboration to Tokenize and List Structured Notes on the Blockchain-Among First in U.S. to Print on a Public Blockchain

CHICAGO and AUSTIN, April 21, 2026 (GLOBE NEWSWIRE)-- Halo Investing ("Halo"), a technology-first wealth management platform for protective investing, and Ironlight Group Inc. ("Ironlight"), a ...