The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their ...

SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...

FINRA will examine how firms supervised worst-of structured notes from 2022 through last year, focusing on best interest ...

Structured Notes and Buffer funds are sleep-well-at-night products designed to protect investors from market drops. Brokers and nervous investors love them, despite their complexity and fees. Talk to ...

Barclays is looking to re-establish its position as one of the top issuers of structured notes in the US following an embarrassing regulatory breach that cost the bank around £900m and forced it to ...

“More people are paying attention to credit risk than before, so it is true that the subset of investors that are being particularly prudent has increased,” says Alberto Cherubini, head of exotic ...

“People are struggling with the categorizations of complex and non-complex instruments,” says Anders Malm, a partner with Stockholm-based law firm Oreum, which provides legal advice and services to ...

Equity-linked note ETFs provide diversified access to derivative income strategies while helping advisors manage operational ...

Contact the Law Firm of KlaymanToskes for a Free and Confidential Consultation to Discuss Pursuing a Potential Recovery of Your Structured Note Losses NEW YORK, NY ...

As institutional demand for exposure to private markets continues to accelerate, rated feeder funds have emerged as a compelling solution to bridge the gap between alternative asset strategies and ...

I’m a 52-year-old HNI with a diversified portfolio across real estate, equities, and bonds. My advisor suggested allocating ₹50 lakh into Market-Linked Debentures as a part of structured products ...